Anti Money Laundering  (AML)

Advisory Services

Services

AML Governance & Policy

  • AML/CFT Policy Manuals
  • Institutional Risk Assessments (IRA)
  • Enterprise Wide Risk Assessments (EWRA)
  • AML Standard Operating Procedures (SOPs)
  • KYC, KYE, CDD & EDD Frameworks

AML Compliance & Reporting​

  • goAML Registration & Onboarding Support
  • TFS / EOCN Registration Support
  • STR, SAR, DPMR & REAR Advisory Review
  • Sanctions & Watchlist Screening Guidance
  • AML Reporting Process Support
  • Regulatory Documentation Review

AML Training

  • AML Training & Awareness
  • Staff Compliance Capacity Building
  • Annual AML Refresher Training
  • Role Based AML Training Programs
  • MLRO & Compliance Officer Workshops
  • Compliance Culture & Governance Workshops

AML Remediation Advisory

  • Regulatory Remediation Support
  • Supervisory Inspection Preparation
  • AML Gap Analysis
  • Corrective Action Planning
  • Compliance Enhancement Programs

DNFBPs AML Compliance Support

  • Real Estate
  • Precious Metals & Stones
  • Corporate Service Provider
  • Accounting & Auditing Services
  • Legal Professionals
  • Virtual Asset Service Providers (VASP)

MLRO Advisory Support

  • Advisory Support for MLROs
  • Compliance Leadership Advisory
  • Risk-Based Decision Support
  • Regulatory Interpretation Guidance
  • Escalation & Governance Advisory

AML Quality Assurance​

  • Independent AML Compliance Reviews
  • Internal Compliance Coordination
  • AML Monitoring & Internal Control Reviews
  • Three Lines of Defense Reviews

Advisory Enquiry

Qualified Specialists

Additional Resources

  • AML: Anti-Money Laundering
  • FIU: Financial Intelligence Unit
  • CFT: Counter Financing of Terrorism
  • IRA: Institutional Risk Assessment
  • EWRA: Enterprise Wide Risk Assessment
  • KYC: Know Your Customer
  • CDD: Customer Due Diligence
  • EDD: Enhanced Due Diligence
  • MLRO: Money Laundering Reporting Officer
  • goAML: UAE FIU  Reporting Platform
  • TFS: Targeted Financial Sanctions
  • EOCN: Executive Office for Control & Non-Proliferation
  • STR: Suspicious Transaction Report
  • SAR:  Suspicious Activity Report
  • DPMR: Dealers in Precious Metals and Stones Report
  • REAR: Real Estate Activity Report
  • DNFBP: Designated Non-Financial Businesses & Professions
  • VASP: Virtual Asset Service Providers

Additional Resources